ROC & GOVERNANCE

Corporate Governance, Simplified

End-to-end ROC compliance, corporate governance, annual return filings, statutory register maintenance, and board meeting administration by qualified Company Secretaries.

ROC & GOVERNANCE

Comprehensive Company Secretarial Advisory in India

Under the Companies Act 2013, every active Indian company has an annual mandate of over 30 statutory compliance filings. Failure to comply leads to severe daily compounding penalties (up to ₹1,000 per day per form), director disqualifications (DIR-5/DIR-3), and strike-off risk.

MARCS Secretarial Retainership acts as your dedicated in-house Company Secretary: we take full ownership of your corporate secretarial calendar to ensure every board resolution, general meeting, statutory register entry, and ROC filing is executed flawlessly.

We handle annual filings (Form AOC-4 for financial statements, Form MGT-7/7A for annual returns), director KYC (DIR-3 KYC), share issuance & allotments (PAS-3), share transfers (SH-4), charge creation/satisfaction (CHG-1/CHG-4), and BEN-2 (Significant Beneficial Ownership).

Whether raising investment, changing company name/object clause, or increasing authorized capital, our CS team drafts compliant resolutions and petitions to safeguard your corporate standing.

We maintain statutory registers (MGT-1, MGT-2, MBP-1, REGISTER OF DIRECTORS) in digital format and ensure every board meeting agenda, notice, and minutes conform to ICSI Secretarial Standards (SS-1 and SS-2).

Our retainership team monitors significant beneficial ownership (BEN-2 filings) and manages annual Director KYC (DIR-3 KYC) filings to prevent director DIN deactivation.

What's Included in Company Secretarial

  • ROC Annual Returns Filing (Form AOC-4 & Form MGT-7 / MGT-7A)
  • Annual Director KYC Filing (Form DIR-3 KYC)
  • Board Meetings & AGM / EGM Notice, Agenda & Minutes Drafting
  • Maintenance of Statutory Registers (MGT-1, MGT-2, MBP-1, etc.)
  • Share Allotment (PAS-3) & Share Transfer (SH-4) Filings
  • Increase in Authorized Share Capital (SH-7) Filing
  • Creation, Modification & Satisfaction of Charges (CHG-1 & CHG-4)
  • Significant Beneficial Ownership (BEN-2) Filings
  • Appointment & Resignation of Directors (DIR-12)
  • Registered Office Address Change (INC-22 & INC-23)
  • Alteration of MOA & AOA (Name / Object / Capital Clause Change)
  • XBRL Financial Statement Conversion & E-Filing
  • Dormant Company Status Filing (MSC-1)
  • Secretarial Audit & Compliance Certificate (MGT-8 / MR-3)
Company Secretarial
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CHECKLIST & REQUIREMENTS

Documents Required for Company Secretarial

Keep these documents handy to ensure quick, error-free submission and instant processing.

Requirement #1

Audited Balance Sheet & Profit & Loss Statement with Auditor's Report

Requirement #2

Board Resolutions & Minutes of Meetings conducted during FY

Requirement #3

Updated List of Shareholders & Cap-Table

Requirement #4

Director KYC Details (PAN, Mobile, Email, Digital Signatures)

Requirement #5

Proof of Registered Office Address & Utility Bills

STEP-BY-STEP WORKFLOW

How We Execute Company Secretarial

1

Compliance Audit

Detailed review of existing ROC filings, master data, and pending statutory registers.

2

Drafting Resolutions

Drafting AGM notices, director resolutions, and statutory minutes.

3

E-Form Execution

Preparation and signing of AOC-4, MGT-7, and DIR-3 KYC with Class-3 DSC.

4

ROC Upload & Tracking

Filing forms on MCA V3 portal and delivering SRN receipt confirmations.

SPECIFIC PRACTICES

Our Specialized Company Secretarial Offerings

Annual ROC Package

Complete bundle covering AOC-4, MGT-7, DIR-3 KYC, and AGM minutes.

Full Execution Included

Director Management

DIN allotment, director appointment, resignation, and KYC updates.

Full Execution Included

Share Capital Structuring

Authorized capital expansion, rights issue, private placement, and ESOP filings.

Full Execution Included

MOA / AOA Alteration

Legal drafting for changing company name, business objects, or registered state.

Full Execution Included

Charge Filings

Filing charge creation and satisfaction forms for bank loans and hypothecation.

Full Execution Included
GOVERNANCE & RISK MATRIX

Statutory Compliance & Penalty Risk Mitigation

How MARCS insulates your business from MCA, Income Tax, and GST non-compliance penalties.

Regulatory RequirementStatutory DeadlineNon-Compliance Penalty RiskMARCS Assurance
Entity & Name ApprovalDay 1 to 3Rejection, loss of brand name100% pre-scrutiny by CS team
INC-20A CommencementWithin 180 Days₹50,000 fine + ₹1,000/day & strike-offTimely capital deposit & ROC filing
Annual ROC Filings (AOC-4 & MGT-7)Annual (Oct / Nov)₹100/day compounding fine per formGuaranteed zero-penalty submission
Tax Audits & Returns (ITR / GST)Monthly / AnnualSec 234E/F fees + Sec 148 noticesIn-house CA review & notice defense
SERVICE FAQS

Frequently Asked Questions: Company Secretarial

Form AOC-4 (Financial Statements) is due within 30 days of the AGM (typically October 30). Form MGT-7 (Annual Return) is due within 60 days of the AGM (typically November 29).

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